FINANCIAL SERVICES COMPANY | CASE STUDY MN ALE ARNING.COM © 2018 by Michaels & Associates Docntrain, Ltd. dba Michaels & Associates FINANCIAL SERVICES COMPANY NEEDS DOCUMENTATION FOR AN AUDIT An upcoming audit without enough documentation to support its processes and procedures Documentation required to pass the audit, ensure process stability, use as a basis for training and identify performance objectives CHALLENGES Conduct a thorough analysis to identify current processes and operations Define and document operations, streamline processes and identify key procedures and processes to document Act as ment

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