An Effective Compliance Program is One with a Successful Day-to-Day Manger Summary Just hiring a world-class compliance officer is not going to allow an organization to shift the so-called “compliance burden” to one individual. An effective compliance program is one with a successful day-to-day manager of the program (i.e., the CCO) and equally as important, if not more so, is a culture of compliance and oversight of the compliance program by the governing board. Introduction Your organization has just hired a new Chief Compliance Officer (CCO) with years of experience and industry expertise.

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