Mutual Fund Proxy Case Studies: Examples of large, complex campaigns for the largest firms in the industry
Mutual Fund Proxy Case Studies: Examples of large, complex campaigns for the largest firms in the industry
1 Pages© 2022 Broadridge Financial Solutions, Inc., Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions, Inc. broadridge.com WM_00106_CS_22 CASE STUDY 1 CAMPAIGN COMPRISING 112 CUSIPS, 1.6 MILLION POSITIONS INCLUDING 579,977 E-DELIVERIES. • Trustee election as well as shareholder proposals. • Provided extensive customization for both the voting website and e-delivery (utilizing 6 different custom eDelivery templates.) • This was a trustee proposal with large echo voting in the client’s IRA population, and based on our analysis, strategy, and recommendations, we utilized a cost sensitive approach to the mailings and the trustee election passed at meeting date. The IRA proportional voting as well as a limited amount broker discretionary voting reduce
