When industry rules and regulations negatively impact businesses, they need a strong advocate to speak for them and provide innovative solutions. Broadridge Financial Services Business Process Outsourcing operations professionals actively participate in leadership roles on key industry committees to present a unified voice on behalf of clients. By understanding how and when to implement changes, Broadridge business process outsourcing team members continually remove regulatory obstacles and provide lasting benefits for clients and the industry. CASE 1: COSTLY CONTINUOUS NET SETTLEMENT RESTRICTIONS After the 2008 financial crisis, the National Securities Clearing Corporation (NSCC) activated modifications that impacted the trading of penny stock and microcap securities. Specif

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