Case Study

European Asset Management Company Enables MiFID II Compliance with Verint

European Asset Management Company Enables MiFID II Compliance with Verint

Pages 2 Pages

European Asset Management Company Enables MiFID II Compliance with Verint Opportunity A prestigious European wealth management firm, specialising in discretionary asset management and with multiple subsidiaries across the region, had to comply with a strict regulatory framework imposed by both European and local legislation aimed at protecting investors and preventing market abuse in the capital markets. Among these regulations is the second Markets In Financial Instruments Directive (MiFID II). In effect across Europe since January 2018, MiFID II makes it a compulsory requirement for financial institutions to record, retain, and monitor all transaction-related communications in their front, middle, and back offices while requiring comprehensive monitoring procedures for voice and e

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