Case Study

OFI Asset Management Fulfils its Collaboration Compliance Mandate with Verint Financial Compliance

OFI Asset Management Fulfils its Collaboration Compliance Mandate with Verint Financial Compliance

Pages 2 Pages

OFI Asset Management Fulfils its Collaboration Compliance Mandate with Verint Financial Compliance Opportunity OFI Asset Management (OFI) is a leading independent provider of asset management services. Headquartered in Paris, France, the organisation offers European institutional investors, distributors, and individuals a broad spectrum of investment solutions across a range of asset classes. Founded in 1971, OFI has more than 300 employees and €71 billion of assets under management (March 2019). Like many other financial services organisations, OFI must rigorously comply with regulations regarding call recording, recordkeeping, and communications monitoring. In particular, the latest MiFID II legislation requires firms operating in the EU to record all communications related t

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