Client Charles Stanley Stockbrokers Case study – To develop and implement a full business continuity management system for Charles Stanley, Stockbrokers Issue The Financial Conduct Authority regulates and ensures that financial institutions have appropriate governance structures. The bench mark for this is the Systems Management arrangements & System Controls (SYSC). This requires the provision of a full Business Continuity Management System using ISO 22301- 2012 Solution The introduction of a Business Continuity Management System lifecycle, driving the management and project activity for Business Continuity in Charles Stanley. This includes; Policy and programme management including policy documentation. Embedding business continuity including a complete awareness raising package for a

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