Case Study
Securities America Taps Smarsh Professional Services to Reduce Electronic Communication Compliance Review by 8,000 Messages Per Day
Securities America Taps Smarsh Professional Services to Reduce Electronic Communication Compliance Review by 8,000 Messages Per Day
Customer Profile: Securities America is an independent broker- dealer representing more than 2,000 representatives across the country. They have been in business for more than 30 years. CUSTOMER SUCCESS STORY Securities America “We can’t just put policy rules into place and be done. It’s always changing. It’s always evolving. We’ll continue to work with Smarsh to hone in on the policy rules that impact us the most and how we can o