Case Study
Securities America Enlists Smarsh to Make Social Media, Email Compliance More Efficient
CUSTOMER PROFILE: Securities America, Inc. is a financial brokerage headquartered in La Vista, Nebraska. With more than 1,700 financial professionals nationwide, Securities America strives to deliver the best possible counsel, products and services to its clients. BUSINESS OBJECTIVES: Incorporate social media into marketing and customer relationships. Meet compliance regulations set by FINRA. Enable rapid response to data production