Overview An investment banking firm dedicated to the small-cap public market in Southern California offers its clients a full spectrum of investment banking services, including capital raising, re- search coverage, trading and market making, merger and acquisition advisory services, and investor conferences. Solution In the financial world, maintaining confidential - ity and regulatory compliance is a top priority. But so is providing convenience to customers. With Retain Mobile, financial firms are able to provide both. According to the CIO, communicating with text messages and email is essential to employees. With SMS, they can respond immediately to customer requests and move their business along rapidly. But in order to meet compliance requirements set forth by FINRA (Fina

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