FINRA Marketing Compliance Starts with IntelligenceBank intelligencebank.com2 intelligencebank.com Bridging the gap between marketing and compliance There’s always a balance marketers need to strike when creating marketing materials for investment products and services - getting beautifully designed, great work out to market quickly, while adhering to FINRA compliance. The two are often at odds, and to ensure investment services brands get it right every time, IntelligenceBank’s marketing operations software helps streamline the creative production process and ensures there is a robust audit trail for reporting and submissions to FINRA. By bridging the gap between those in creative and marketing roles with FINRA compliance managers, creative approvals that used to be captured

Join for free to read