Internal Audit, Risk, Business & Technology Consulting Facing an imminent regulatory deadline for new compliance controls and challenged by the lack of quick and easy technological answers, a global financial services provider compliance team went in search of alternatives. The control requirements were complex and changing, but time and budget constraints ruled out a custom-coded solution. Given the urgency to act, the company decided to focus on the enterprisewide Microsoft SharePoint platform that it already had in place, hoping to extend its capabilities to address the compliance requirement without starting from scratch. To accomplish this, management knew it needed to bring in an agile team of experts to work in tandem with company staff to develop a fast and flexible solutio

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