Case Study
Delivering a Comprehensive, Hosted AML Solution to a Securities Brokerage Client
Background In business, as in life, timing is everything. This proved to be the case when the Client, a leading provider of securities brokerage, banking, money management and financial advisory services, was introduced to Safe Banking Systems (SBS) by a mutual business partner. With a solid anti-money laundering and regulatory risk program already in place, the Client did not have an active project in mind. They had, however, considered enh