Case Study

Customizable Questionnaire Configure Your Disclosure Management Process

Customizable Questionnaire Configure Your Disclosure Management Process

Pages 2 Pages

NAVEX GLOBAL | PROTECTING YOUR PEOPLE, REPUTATION AND BOTTOM LINE DM COI DISCLOSURES TM DISCLOSURE MANAGEMENT USE CASE The Challenge: Managing conflicts of interest (COI) within an organization is challenging. A compliance officer needs to maintain specific disclosures from different individuals across the organization depending on role and location to avoid potential conflicts of interest or compliance issues. These include Board membership disclosures to executives, gifts and entertainment to Sales and Procurement, ownership interests, business relationships and more. Delivering these COI forms and disclosures to the right individuals and teams is critical to ensure the organization remains in compliance and high-risk situations are investigated and resolved. The Soluti

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