The 2024 Finserv Compliance Study reveals increasing pressures on financial services compliance teams amidst heightened regulatory scrutiny. Analyzing over 36 million supervised activities across 225,000 advisors in 100+ firms, the study highlights three key trends: compliance resources remained static despite a 25% rise in review volumes, leading to overworked teams and potential risks to morale and regulatory defensibility; uniform content review processes are creating inefficiencies, with a need for differentiated approaches based on content type; and keyword effectiveness is highly dependent on context, underscoring the importance of smarter prioritization strategies.

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