Managing layers of local, regional, and global regulation is an exceedingly complex endeavor for financial services organizations, with no margin for error. Automating Governance, Risk, and Compliance (GRC) processes can significantly mitigate the risks of running afoul of regulators and reduce the resources necessary to maintain compliance. Our experience working across the financial services sector has given us a deep understanding of what makes for a highly effective implementation—and what doesn’t. Now we want to share our learnings with you. This checklist highlights eight simple steps for automating GRC based on conversations with our most successful clients. Why automate GRC? While your mileage may vary depending on the solution you ultimately choose, on average, Service

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