Case Study
Regulatory Due Diligence
CASE STUDY REGULATORY DUE DILIGENCE Wealth management firm Nicholas Ross Head of Advisory Development CHALLENGE • Our client; a large life, investments and pension provider, engaged Huntswood as a strategic partner for their new advisory and investment management joint venture: a “new to market” restricted advice partnership. • We were tasked with developing a full suite of compliance services that supported, enabled and empowered a ne