RegEd Enterprise Compliance Platform Case Study 1st Global2 © 2018 RegEd, Inc. All rights reserved. RegEd Enterprise Compliance Platform Case Study 1st Global Client Situation In 2015, 1st Global’s compliance program was managed using a combination of homegrown tools, shareware and spreadsheets. Employee and compliance data was housed across multiple internal systems, which lacked integration and required considerable internal staff for ongoing support and maintenance. The firm’s onboarding process was paper-bound and required manual and redundant data entry. Email served as the primary means of communication across the organization. Additionally, the firm’s Customer Relationship Management (CRM) system was aging and was no longer supported by the vendor. In all, the processe

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