© 2020 Broadridge Financial Solutions, Inc., Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions, Inc. Communications Technology Data and Analytics broadridge.com SWIFT ACTIONS SPARE ASSETS Broadridge operations and technology leaders responded around-the-clock to isolate Lehman’s asset management holdings from its failing brokerage unit. During the Lehman bankruptcy, Broadridge’s shared platform: • Enabled swift asset conversion, ensuring continued trading amid bankruptcy • Provided advantage for recovery and resolution through an industry standard post-trade processing utility • Spared relatively healthy assets worth billions of dollars In just three trading days, Broadridge operations team carried out a platform conversion and asset reco

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