SUCCESS STORY Background Recognizing that compliance require- ments have been stricter for financial services than most other industries, the full-service brokerage firm Morgan Keegan, based in Memphis, has been ac- tively using compliance management sys- tems since 1998. Owned by Regions Bank, Morgan Keegan first purchased a pro - gram from a vendor that had one of the only available compliance management systems at the time. But the prod

Join for free to read