Meeting regulatory needs f or Web C ontent Retention and R e call Iris leveraged its Web Record Retention Framework to deliver a solution that complied with FINRA 2210 and 10 -06 rules. Overview Th e Fi na nci a l I n d us t r y Regu l a to ry A u tho ri t y ( FINRA) i s th e larges t no n - go ve r n me nt regulator for all securities firms doing business in the U.S. FINRA’s codes of conduct include se cti on 2210 a n d 1 0-06 w hi ch s pe ci f i e s reg ul a ti o ns th a t a p pl y t o memb ers on the ir communications with the Public. These regulations direct FINRA memb ers to m a i n ta in accurate records and verifiable processes on the preparation, p ublish i n g an d re ten t i o n o

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