Key Client Fiduciary Advisors Location: Fairfield, New Jersey Description: Hybrid RIA/Broker- Dealer firm AUM: $700 million Implementation Year: 2018 BACKGROUND: — Independent broker dealer duo broke away to form hybrid RIA/ Broker-Dealer firm — Needed a technology solution that could manage their advisory business — Sought a flexible platform to onboard advisor “affiliates” as part of the overall growth strategy BENEFITS: — Provided KCFA with a powerful advisor portal to manage in-house and affiliates’ advisory business — Created operational efficiencies from custodial integrations — Received enhanced compliance and business oversight through technology solution blackdiamond.advent.com | info@advent.com The Path to Independence for a Hybrid Advisory Key Clien

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