Case Study
Gramm-Leach-Bliley/SOX Compliance Top Financial Services Client
Client Situation Identifying and resolving compliance issues has quickly become one of the most costly and time-consuming activities for public companies. During the course of an audit, our client’s auditors uncovered a number of security issues that breached Sarbanes-Oxley (SOX) and the Gramm-Leach-Bliley Act (GLBA) requirements. They needed to remediate the issues before they caused signi? cant loss through ? nes or reporting of material w