Case Study
Ensuring Compliance in a Digital World
Case Study: Mitratech and Charles Stanley 1 WWAA “ A member of the London Stock Exchange since 1852, Charles Stanley & Co. is one of the longest established stockbrokers in the UK. It is also one of the leading investment management companies in the UK, dedicated to serving the private investor. The firm specializes in areas from portfolio management, ISAs, PEPs, personal pensions, tax and healthcare planning, to corporate finance and broking, mergers and acquisition planning, and comprehensive market analysis and research. Much like many growing organizations, Charles Stanley accumulated large amounts of data spread across multiple formats such as paper, email, PDFs, website content, and images. Many years ago, the company realized that in order to operate in accordance with ever-increasi