Case Study

CASE STUDY: FITZPATRICKS PRIVATE WEALTH

CASE STUDY: FITZPATRICKS PRIVATE WEALTH

Pages 4 Pages

When a national financial advisory firm needed an innovative system to support their financial services regulatory compliance, they discovered the Gadens Breach Manager solution, which is deployed through Lawcadia. CASE STUDY: FITZPATRICKS PRIVATE WEALTH New complex and systemic financial services regulatory reforms were introduced on 1 October 2021, including mandatory breach reporting. In preparation for the heightened focus on regulatory compliance, Fitzpatricks Private Wealth recognised that their existing software and spreadsheets would not be sufficient and that they would need additional tools, systems, and resources to provide the appropriate framework and structure to support the breadth of requirements. In addition to the practical tools and systems, Fitzpatricks identified tha

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